Selected Transactions


  • Leading Independent Oil & Gas Producer: Advised sponsor to restructure existing ABS financing related to wellbore royalty assets


  • Leading Independent Music Licensing Company: Advised sponsor in multiple private placements of asset-based notes related to music catalog royalties of legendary popular recording artists.


  • Hedge Fund: Advised hedge fund, as investor, in purchase and securitization of portfolio of bank originated automobile and light duty truck receivables.


  • Leading Independent Oil & Gas Producer: Advised sponsor in relation to the re-securitization of cash flows from existing wellbore royalty assets backed ABS structures.


  • Specialty Independent Music Licensing Companies: Advised sponsor in multiple private placements of asset-based notes related to music catalog royalties of specialty-niche recording artists, songwriters and producers.


  • National Bank: Represented a leading national banking institution as indenture trustee for a multi-tranche CLO.


  • Domestic and International Specialty Financial Institutions:

    • Acted as local counsel for accounts receivable ABS financings

    • Acted as Special Counsel for structured inventory and invoice - backed financings.



  • Captive, Independent and Startup FinTech Companies:

    • Represented numerous FinTech companies in relation to their warehouse financings, securitizations and forward flow sales transactions of consumer loans, small business loans, franchise loans, credit card receivables, factored third party receivables, divorce loans and other esoteric financial assets originated by them or in partnership with web-based financial institutions.

  • Captive Automobile Finance Companies and Commercial Vehicle Leasing Company: 

    • Represented multiple captive automobile and light duty truck financing companies, as sponsors, in relation to securitizations of their auto-lease contracts and related vehicles in registered and private ABS financings. 

    • Represented multiple captive automobile and light duty truck financing companies, as sponsors, in relation to securitizations of their auto-receivables in ABS transactions and dealer floorplan financings. 

    • Represented underwriters and initial purchasers in multiple automobile and light duty truck financing companies, in relation to securitizations of auto-receivables in ABS transactions.

    • Represented a major captive automobile and light duty truck financing company in relation to its corporate note issuance programs and related shelf registrations.

    • Represented a commercial vehicle leasing company in its securitization of vehicle leases.


  • International Airlines:

    • Advised sponsor in securitization of cargo and ticket sales receivables.

    • Advised investors in re-securitization of Enhanced Equipment Trust Certificates


  • Specialty Mortgage Lenders: Advised issuers and underwriters in securitizations of junior-lien mortgages, scratch and dent mortgages, reverse mortgages, fix and flip loans and revolving lines of credit, as well as servicing advancing reimbursement rights and net interest margin strips.


  • International Specialty Clothing Retailers: Represented sponsors of securitizations of trade-mark royalties.


  • Specialty Film Financing Company: Represented international filmed entertainment co-producer in securitization of royalty receivables.


  • Automobile Leasing Company:  Represented sponsor of business trust originating automobile and light duty truck leases in like-kind exchange program.


  • Hedge Fund: Acted for investor in securitization of international filmed entertainment royalties.